Presults is listed in the FINRA Compliance Vendor Directory​

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The future of compliance is a lot smarter

Why react to compliance breaches when you can spot and prevent them before it happens?

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Real-time compliance is the new way

How Presults™ stacks up against other companies:

  • Save 50% with self-regulation
  • Employee training & awareness
  • Automatic review logging
  • Custom triggers per team/user
  • AI-driven negating terms
  • Built-in intelligent modules
  • Intuitive CCO dashboard
  • Runs on modern, quick infrastructure

Other archiving solutions:

  • CCOs spend time reviewing more emails
  • Employees aren't aware of their actions
  • Check checkboxes and wait
  • Boxed into one-size-fits-all rules
  • Deal with false positives
  • Just keyword-based
  • Time-consuming user experience
  • Old-fashioned foundation slowing you down

1. Define your triggers

Add your keyword lexicon on our console and define negating keywords. You can also import your lexicon from your existing solution or XLS file.

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2. Choose behaviors

We designed our solution to be extremely flexible to fit your exact needs. Each advisor/group can have their own behavior rules.

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Archiving:

  • SEC and FINRA compliant WORM storage
  • Retain your messages for the required term
  • East and West Coast replicated storage facilities
  • Metadata and logging for each message
  • Email threading for easier reviews

Reviews:

  • Conduct keyword-based and random reviews
  • Automated review logs - with audit trails
  • Full eDiscovery solution with case management
  • Escalate and add notes to flagged messages
  • Easy-to-use CCO interface

Reports:

  • Export emails and associated data for regulators
  • Generate review logs with audit-trails
  • Customer support for help with audits
  • Zero cost to export data
  • Reports available online or in email

Trusted by advisors to improve compliance efficiency:

White-glove customer support at every stage

Tired of subpar support? From onboarding and training, to ongoing support, we're here to help you via phone, chat, or email. No robot answers, just real people with the support you need, when you need it.

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Presults™ offers a new standard in compliance that is easier to manage, reduces cost, and is highly-effective.

Solutions

Company

Contact us

1330 6th Avenue

New York, NY 10019

info@presults.com

929-577-1450

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