Presults is listed in the FINRA Compliance Vendor Directory​

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A compliance experience that advisors and broker-dealers love

Our compliance solution covers your requirements for archiving emails, websites, and social media platforms - with an innovative approach to flagged keywords.

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Compliant archiving for all your messages

Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules.

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Review in real-time or anytime

Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.

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Audit-ready logging and exports

Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.

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Save on reviews

Come up empty on keyword searches with our pre-sending alerts. By the time an email was sent out, the issue was already remediated.

Satisfy auditors

Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.

Employee training

By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.

Built-in compliance lexicon

Set-it-and-forget-it with our constantly updated lexicon of triggered keywords in outgoing messages.

Additional compliance and security modules:

We cover more than your basic compliance needs

Encryption

Cut down on risky communication with automatic and manual encryption of sensitive content.

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Tone analyzer

Monitor the narrative and communication style throughout your office with our integrated tone modules.

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PII data protection

Protect your clients' personal information and financial documents with encryption and AI-powered data scrambling.

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Web and Social Media Archiving

In addition to our core products, we also offer web and social media archiving, with flexible daily/weekly/monthly backups and full HTML capture.

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  • Social media posts with comments
  • All your company pages and blogs
  • Image and code capture
  • Easily search and find by page type

Automated Compliance

Presults™ delivers a new approach to compliance that relies on responsible communication before the email reaches the recipient.

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  • The first-ever self-regulating platform
  • Built-in compliance lexicon + your custom keywords
  • Flexible remediation
  • Custom triggers per team/user
  • AI-enabled negating terms

Presults™ offers a new standard in compliance that is easier to manage, reduces cost, and is highly-effective.

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Contact us

1330 6th Avenue

New York, NY 10019

info@presults.com

929-577-1450

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